Funds Trading Without a Symbol

Select from the following criteria:
Fund NameCharacteristicsFund FamilyInitial Min/
SubInv
Initial Min Inv IRA/
SubInv IRA
Redemption FeeMax LoadDeferred LoadAvailability 
ALLIANCE BERNSTEIN VARIABLE PRODUCT SER FUND-BALANCED WEALTH ST. CLASS A - CLOSED TO NEW
Available At ScottradeLoad Fund
ALLIANCE BERNSTEIN FUNDS--
100
--
100
------Closed to newTrade
ALLIANCE BERNSTEIN VARIABLE PRODUCT SER FUND-BALANCED WEALTH ST. CLASS B - CLOSED TO NEW
Available At ScottradeLoad Fund
ALLIANCE BERNSTEIN FUNDS--
100
--
100
------Closed to newTrade
ALLIANZ OCC SMALL CAP VALUE FUND CLASS C - CLOSED TO ALL
Available At ScottradeLoad Fund
PIMCO ALLIANZ LOAD FUNDS--
--
--
--
------Closed to allTrade
ALPHASTREAM SPECIAL EQUITY FUND INV CLASS (NOT AVAILABLE IN ALL STATES)
Available At ScottradeNo LoadNo Transaction Fee
ALPHASTREAM PORTFOLIOS INVESTOR2,500
100
2,500
100
------Open to allTrade
AUXIER FOCUS FUND CLASS A (NOT AVAILABLE IN ALL STATES)
Available At ScottradeLoad Fund
AUXIER FUNDS (FORESIDE)2,000
100
2,000
100
2.00----Open to allTrade
AUXIER FOCUS FUND CLASS C (NOT AVAILABLE IN ALL STATES)
Available At ScottradeLoad Fund
AUXIER FUNDS (FORESIDE)2,000
100
2,000
100
------Open to allTrade
BARON EMERGING MARKETS FUND INSTL CLASS
Available At ScottradeNo LoadTransaction Fee
BARON FUNDS INSTITUTIONAL1,000
500
1,000
500
------Open to allTrade
BARON EMERGING MARKETS FUND RETAIL
Available At ScottradeNo LoadNo Transaction Fee
BARON FUNDS2,500
100
2,000
100
------Open to allTrade
BARON ENERGY & RESOURCES FD INST
Available At ScottradeNo LoadTransaction Fee
BARON FUNDS1,000,000
100
1,000,000
100
------Open to allTrade
BARON ENERGY & RESOURCES FD RETAIL
Available At ScottradeNo LoadNo Transaction Fee
BARON FUNDS2,000
100
2,000
100
------Open to allTrade
BARON REAL ESTATE FUND INSTITUTIONAL CLASS
Available At ScottradeNo LoadTransaction Fee
BARON FUNDS INSTITUTIONAL1,000,000
100
1,000,000
100
------Open to allTrade
BENNETT AGGRESSIVE GROWTH FUND CLASS A - FOR ADVISOR SERVICES ACCOUNTS ONLY
Available At ScottradeLoad Fund
BENNETT FUNDS2,500
100
1,000
100
------Open to allTrade
BENNETT CONSERVATIVE FUND CLASS A - FOR ADVISOR SERVICES ACCOUNTS ONLY
Available At ScottradeLoad Fund
BENNETT FUNDS2,500
100
1,000
100
------Open to allTrade
BENNETT GROWTH FUND CLASS A - FOR ADVISOR SERVICES ACCOUNTS ONLY
Available At ScottradeLoad Fund
BENNETT FUNDS2,500
100
1,000
100
------Open to allTrade
For Sale at Scottrade
No Transaction Fee
Transaction Fee
No Load
Load Fund

Please read this important information. Investors should consider the investment objectives, risks, and charges and expenses of a mutual fund carefully before investing. A mutual fund's prospectus contains this and other information about the mutual fund (including breakpoint discounts). Prospectuses are available through this web site or through a Scottrade branch office. The prospectus should be read carefully before investing.

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Brokerage Products Not FDIC-Insured - Not Bank Guaranteed - May Lose Value.

Online market and limit stock trades are just $7 for stocks priced $1 and above

Scottrade does not charge setup, termination, inactivity or annual maintenance fees. Applicable transaction fees still apply.

Any specific securities, or types of securities, used as examples are for demonstration purposes only. None of the information provided should be considered a recommendation or solicitation to invest in, or liquidate, a particular security or type of security.

Investors should consider the investment objectives, risks, charges and expenses of a mutual fund carefully before investing. A mutual fund's prospectus contains this and other information about the mutual fund. Prospectuses are available through our website or through a Scottrade branch office. The prospectus should be read carefully before investing. No transaction fee (NTF) funds are subject to the terms and conditions of the NTF funds program. Scottrade is compensated by the funds participating in the NTF program through recordkeeping, shareholder, or SEC 12b-1 fees.

Investors should consider the investment objectives, charges, expense, and unique risk profile of an Exchange Traded Fund (ETF) carefully before investing. Leveraged and Inverse ETFs may not be suitable for long-term investors and may increase exposure to volatility through the use of leverage, short sales of securities, derivatives and other complex investment strategies. A prospectus contains this and other information about the ETF and should be obtained from the issuer. The prospectus should be read carefully before investing.

Focus™ Morningstar ETFs are commission free for those using Scottrade's online platforms. Investors not affiliated with Scottrade are subject to commission costs. FocusShares, LLC, is a registered investment advisor (RIA), exchange-traded funds (ETF) sponsor and wholly-owned subsidiary of Scottrade Financial Services, Inc.

Morningstar is a service mark of Morningstar, Inc. and has been licensed for use for certain purposes by FocusShares, LLC (an affiliate of Scottrade, Inc.). The Focus™ Morningstar ETFs are not sponsored, endorsed, sold or promoted by Morningstar, and Morningstar makes no representation regarding the advisability of investing in Focus™ Morningstar ETFs.

Margin trading involves interest charges and risks, including the potential to lose more than deposited or the need to deposit additional collateral in a falling market. The Margin Disclosure Statement and Agreement (PDF) is available for download, or it is available at one of our branch offices. It contains information on our lending policies, interest charges, and the risks associated with margin accounts.

Options involve risk and are not suitable for all investors. Detailed information on our policies and the risks associated with options can be found in the Scottrade Options Application and Agreement, Brokerage Account Agreement, and by downloading the Characteristics and Risks of Standardized Options and Supplements (PDF) from The Options Clearing Corporation, or by requesting a copy from a Scottrade branch office. Supporting documentation for any claims will be supplied upon request.

Market volatility, volume, and system availability may impact account access and trade execution.

Testimonials may not be representative of the experience of other clients and are no guarantee of future performance or success.

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